| ADVISORY |
ADVISORY |
90%
|
Largest customer Advisory 28 % |
| INTRODUCING-REFERRAL-INCOME |
INTRODUCING-REFERRAL-INCOME |
90%
|
3 rd largest customer Introducing/referral income 11 % |
| LARGEST-CUSTOMER-FOR-THE-YEAR-ENDED-MARCH-31-202 |
LARGEST-CUSTOMER-FOR-THE-YEAR-ENDED-MARCH-31-202 |
90%
|
the largest customer for the year ended March 31, 2023 engaged us for our underwriting services |
| SECURITIES-DEALING-AND-BROKERAGE |
SECURITIES-DEALING-AND-BROKERAGE |
90%
|
4 th largest customer Securities Dealing and Brokerage 3 % |
| UNDERWRITING-PLACING |
UNDERWRITING-PLACING |
90%
|
5 th largest customer Underwriting/Placing 3 % |
| UNDERWRITING-PLACING-INTRODUCING-REFERRAL-INCOME |
UNDERWRITING-PLACING-INTRODUCING-REFERRAL-INCOME |
90%
|
2 nd largest customer Underwriting/Placing & Introducing/referral income 12 % |
| UNDERWRITING-PLACING-SECURITIES-DEALING-AND-BROK |
UNDERWRITING-PLACING-SECURITIES-DEALING-AND-BROK |
90%
|
Largest customer Underwriting/Placing & Securities Dealing and Brokerage 20 % |
| ACCORDINGLY-ORIENTAL-MOON-TREE-LIMITED |
ACCORDINGLY-ORIENTAL-MOON-TREE-LIMITED |
62%
|
sponding penalties. On July 14, 2020, the former U.S. President Donald Trump signed the Hong Kong Autonomy Act, or HKAA, into law, authorizing the U.S. administration to impose blocking sanctions aga… |
| CHINA-INSURANCE-GROUP |
CHINA-INSURANCE-GROUP |
62%
|
8 898,076 254,673 1,505,627 Less: allowance for expected credit losses ( 6,610 ) - Total receivables from customers, net $ 248,063 $ 1,505,627 Related party Receivables related to securities brokerag… |
| CONTROLLING-SHAREHOLDER-ORIENTAL-MOON-TREE-LIMIT |
CONTROLLING-SHAREHOLDER-ORIENTAL-MOON-TREE-LIMIT |
62%
|
sponding penalties. On July 14, 2020, the former U.S. President Donald Trump signed the Hong Kong Autonomy Act, or HKAA, into law, authorizing the U.S. administration to impose blocking sanctions aga… |
| COURAGEOUS-WEALTH-LIMITED |
COURAGEOUS-WEALTH-LIMITED |
62%
|
sponding penalties. On July 14, 2020, the former U.S. President Donald Trump signed the Hong Kong Autonomy Act, or HKAA, into law, authorizing the U.S. administration to impose blocking sanctions aga… |
| DOMINARI-SECURITIES-LLC |
DOMINARI-SECURITIES-LLC |
62%
|
tories. We also assess historical collection trends, aging of receivables, securities it holds on hand of these counterparts. Saved as receivables from customers related to brokerage transactions of … |
| ORDINARY-SHARE-REVERE-SECURITIES-LLC |
ORDINARY-SHARE-REVERE-SECURITIES-LLC |
62%
|
tories. We also assess historical collection trends, aging of receivables, securities it holds on hand of these counterparts. Saved as receivables from customers related to brokerage transactions of … |
| SMARK-HOLDING-LIMITED |
SMARK-HOLDING-LIMITED |
62%
|
end collection services rendered. (4) The amounts for the years ended March 31, 2023 and 2022 represented income from investment management services rendered. (5) The amounts for the years ended Marc… |
| WIN-GROWTH-SPC-FUND-DISCRETIONARY-ACCOUNT-MANAGE |
WIN-GROWTH-SPC-FUND-DISCRETIONARY-ACCOUNT-MANAGE |
62%
|
specific needs of our clients, the Operating Subsidiaries provide various other ancillary services related to our securities brokerage and dealing services, including the provision of nominee service… |
