| AME-HOLDCO-LLC |
AME-HOLDCO-LLC |
90%
|
Provider of auto dealer service center design, equipment, installation and service. |
| APPLIED-IMAGE-INC |
APPLIED-IMAGE-INC |
90%
|
Global supplier of precision imaged optical components and calibration standards for a wide range of industries and applications. (Manufacturing) |
| BMP-FOOD-SERVICE-SUPPLY-HOLDCO-LLC |
BMP-FOOD-SERVICE-SUPPLY-HOLDCO-LLC |
90%
|
Provides design, distribution, and installation services for commercial kitchen renovations and new builds. (Professional and Business Services) |
| POSTPROCESS-TECHNOLOGIES-INC |
POSTPROCESS-TECHNOLOGIES-INC |
90%
|
Provides innovative solutions for the post-processing of additive manufactured 3D parts. (Manufacturing) |
| SQF-LLC-D-B-A-VERTA |
SQF-LLC-D-B-A-VERTA |
90%
|
Develops and operates 250 Class D-1 Units of SQF Holdco LLC. |
| AUTOTALITY |
AUTOTALITY |
85%
|
Autotality (formerly Filterworks Acquisition USA, LLC) (g)(k)(o)(q) Deerfield Beach, FL. Provides spray booth $ 2,283,702 Amended Term Note at 14 % PIK through June 30, 2026 , thereafter 14 %, due Ma… |
| CAITEC-INC |
CAITEC-INC |
85%
|
Caitec, Inc. (k)(q) Halethorpe, MD. Pet product manufacturer and distributor. (Consumer Goods) $ 1,750,000 Subordinated Secured Promissory Note at 12 % (+ 2 % PIK), due July 2, 2027 . 11/6/20 4 % 2,5… |
| GONOODLE-INC |
GONOODLE-INC |
85%
|
GoNoodle, Inc. (k)(q) Nashville, TN. Student engagement $ 1,500,000 Secured Note at 12 % ( 1 % PIK) due March 31, 2026 . 11/1/19 < 1 % 1,454,709 1,454,709 2.8 % education software providing core alig… |
| ITA-ACQUISITION-LLC |
ITA-ACQUISITION-LLC |
85%
|
ITA Acquisition, LLC (h)(k)(o)(q) Ormond Beach, FL. Blind and shade manufacturing. (Manufacturing) www.itawindowfashions.com $ 2,672,808 Fifth Amended and Restated Term Note at 14 % PIK through March… |
| MOUNTAIN-REGIONAL-EQUIPMENT-SOLUTIONS |
MOUNTAIN-REGIONAL-EQUIPMENT-SOLUTIONS |
85%
|
Total Mountain Regional Equipment Solutions 3,578,964 1,400,000 Seybert's Billiards Corporation 5.82 Common shares. 10/24/22 8 % 194,000 354,925 2.5 % d/b/a The Rack Group (g)(q) Warrant for 4 % Memb… |
| POSTPROCESS-COM |
POSTPROCESS-COM |
85%
|
solutions for the post-processing of additive manufactured 3D parts. (Manufacturing) www.postprocess.com 137,054 Series A Preferred. 11/1/19 < 1 % 348,875 — 0.0 % |
| SEYBERT-S-BILLIARDS-CORPORATION |
SEYBERT-S-BILLIARDS-CORPORATION |
85%
|
Total Mountain Regional Equipment Solutions 3,578,964 1,400,000 Seybert's Billiards Corporation 5.82 Common shares. 10/24/22 8 % 194,000 354,925 2.5 % d/b/a The Rack Group (g)(q) Warrant for 4 % Memb… |
| SQF-LLC |
SQF-LLC |
85%
|
SQF LLC d/b/a Verta (g)(q) 211,567 A-1 Units of SQF Holdco LLC. 3/15/19 2 % — 1,500,000 5.7 % Portland, ME. Develops and operates 250 Class D-1 Units of SQF Holdco LLC. 2/16/23 250,000 1,500,000 inno… |
| PNNT |
PennantPark Investment Corporation |
72%
|
Reciprocal relationship from PNNT graph: Reciprocal relationship from RAND graph: Reciprocal relationship from PNNT graph: Reciprocal relationship from RAND graph: . % % www.mattisonsalonsuites.com S… |
| PNNT |
PennantPark Investment Corporation |
72%
|
. % % www.mattisonsalonsuites.com See accompanying notes 61 Table of Contents RAND CAPITAL CORPORATION AND SUBSIDIARIES CONSOLIDATED SCHEDULE OF PORTFOLIO INVESTMENTS December 31, 2023 (Continued) Co… |
| BMP-SWANSON-HOLDCO-LLC |
BMP-SWANSON-HOLDCO-LLC |
62%
|
. 1/16/24 4 % 2,952,000 2,500,000 3.8 % Salt Lake City, UT. Provider of maintenance, 37,991 Common Units. 1/16/24 204,545 — safety, fluid transfer, and custom fabrication Warrant for 1 % Membership I… |
| FABRICATING-LLC |
FABRICATING-LLC |
62%
|
. (g)(q) Buffalo, NY. Provides innovative solutions for the post-processing of additive manufactured 3D parts. (Manufacturing) www.postprocess.com 137,054 Series A Preferred. 11/1/19 < 1 % 348,875 — … |
| NET-ASSETS-POSTPROCESS-TECHNOLOGIES-INC |
NET-ASSETS-POSTPROCESS-TECHNOLOGIES-INC |
62%
|
. 1/16/24 4 % 2,952,000 2,500,000 3.8 % Salt Lake City, UT. Provider of maintenance, 37,991 Common Units. 1/16/24 204,545 — safety, fluid transfer, and custom fabrication Warrant for 1 % Membership I… |
| ONCORE-GOLF-TECHNOLOGY-INC |
ONCORE-GOLF-TECHNOLOGY-INC |
62%
|
. 1/16/24 4 % 2,952,000 2,500,000 3.8 % Salt Lake City, UT. Provider of maintenance, 37,991 Common Units. 1/16/24 204,545 — safety, fluid transfer, and custom fabrication Warrant for 1 % Membership I… |
| OPEN-EXCHANGE-INC |
OPEN-EXCHANGE-INC |
62%
|
. 1/16/24 4 % 2,952,000 2,500,000 3.8 % Salt Lake City, UT. Provider of maintenance, 37,991 Common Units. 1/16/24 204,545 — safety, fluid transfer, and custom fabrication Warrant for 1 % Membership I… |
| SQF-HOLDCO-LLC |
SQF-HOLDCO-LLC |
62%
|
. 11/1/19 < 1 % 1,451,082 1,451,082 2.7 % education software providing core aligned Warrant for 21,948 Series D Preferred. 11/1/19 38 38 physical activity breaks. (Software) Total GoNoodle 1,451,120 … |
